Regulatory Compliance


Compliance structure

AMI facilitates oversight for investment banking by putting compliance teams in the driver's seat of their company's reputation and future. Meet FINRA/SEC inquiries with confidence in the accuracy of your reports through hassle-free data access and accelerated investigation.

  • Flexibility

    Respond to ad hoc requests with reports generated on the fly. AMI's intuitive interface and flexible structure provides end-to-end visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of regulations in a constantly changing world.

  • Market data

  • Audit trail vault

    AMI lets you capture everything in one place - enabling you to journal reports for safe keeping, establish internal processes and record user actions over time. Walk the audit trail to verify procedures executed for every event. Use check sums to safeguard your data and the integrity of your reports.

  • Data Source Management

    Integrate all of your data feeds, both real-time and static, for a comprehensive view of your business. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.

  • Data modeler
  • Market data
  • Data Investigation

    Be notified of exceptions as they occur. Leverage your existing infrastructure combined with our powerful visualizations to see multiple streams of data overlaid for a full picture.

  • Reports and Exporting

    In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Excel spreadsheet
  • Publish to cloud
  • Collaboration

    Publish finished dashboards for immediate consumption by your collaborators. Increase the security surrounding your data by controlling access and permissions for specific users. Existing dashboards can be mashed up to create a new, comprehensive view.

  • Flexibility

    Respond to ad hoc requests with reports generated on the fly. AMI's intuitive interface and flexible structure provides end-to-end visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of regulations in a constantly changing world.

  • Market data

  • Flexibility

    Respond to ad hoc requests with reports generated on the fly. AMI's intuitive interface and flexible structure provides end-to-end visibility into every aspect of the trading lifecycle, so you can be confident in the accuracy of your findings. With a platform that adapts to your needs, spend less time tracking down data and more time staying on top of regulations in a constantly changing world.

  • Audit trail vault

    AMI lets you capture everything in one place - enabling you to journal reports for safe keeping, establish internal processes and record user actions over time. Walk the audit trail to verify procedures executed for every event. Use check sums to safeguard your data and the integrity of your reports.

  • Data Source Management

    Integrate all of your data feeds, both real-time and static, for a comprehensive view of your business. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.

  • Data modeler
  • Data Source Management

    Integrate all of your data feeds, both real-time and static, for a comprehensive view of your business. Drill down to underlying data with a single click to identify outliers and spot check line items effortlessly.

  • Market data
  • Data Investigation

    Be notified of exceptions as they occur. Leverage your existing infrastructure combined with our powerful visualizations to see multiple streams of data overlaid for a full picture.

  • Reports and Exporting

    In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Excel spreadsheet
  • Reports and Exporting

    In a single step, the platform's automated exporting feature compiles your findings into organized and actionable Excel spreadsheets.

  • Publish to cloud
  • Collaboration

    Publish finished dashboards for immediate consumption by your collaborators. Increase the security surrounding your data by controlling access and permissions for specific users. Existing dashboards can be mashed up to create a new, comprehensive view.